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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC?s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.
| Media | Bøker Pocketbok (Bok med mykt omslag og limt rygg) |
| Utgitt | 12. august 2013 |
| ISBN13 | 9781492104704 |
| Utgivere | CreateSpace Independent Publishing Platf |
| Antall sider | 40 |
| Mål | 213 × 2 × 276 mm · 117 g |
| Språk | Engelsk |
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